Examples of using Embedded commissions in English and their translations into French
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banning embedded commissions, and eliminating unrealistic sales targets,
their representatives act in the best interest of their clients, and that embedded commissions and other forms of conflicted compensation be eliminated.
would remove structural conflicts of interest including third-party embedded commissions.
Elimination of embedded commissions from mutual funds(and other investment products)
A ban on embedded commissions would simply put those dollars under the control of the consumer so that they could decide for themselves how much and what kind of advice they want,
while we consider related regulatory initiatives underway, we want to consult with stakeholders on the potential option of discontinuing embedded commissions and transitioning to direct pay arrangements that.
FAIR Canada believes that the financial services industry has had much time to consider how it will adapt to the elimination of embedded commissions and we urge the OSC
There is no independent evidence that Canadians will not have"access" to advice if embedded commissions are prohibited
The second sets out the intended policy decision with respect to mutual fund embedded commissions(pdf- 184 KB)
Australia) as potential evidence of the likely impact of the discontinuation of embedded commissions in Canada.
Fourthly, Canadians who have bought mutual funds with embedded commissions are not getting objective advice,
Why the CSA is not banning all forms of embedded commissions The Consultation Paper examined the option of discontinuing all forms of embedded commissions to respond to the associated investor protection and market efficiency issues we identified.
FAIR Canada believes that banning embedded commissions(including DSCs) from all investments
FAIR Canada believes that banning embedded commissions(including DSCs) is an essential
FAIR Canada has called and continues to call for the immediate elimination of embedded commissions from investment products sold at discount brokerages given that IIROC Dealer Member Rules do not permit discount brokerages to provide recommendations.
We believe that discontinuing embedded commissions may address these issues by better aligning the interests of investment fund managers,
Dealers and representatives who are compensated through embedded commissions may be incented to make biased investment recommendations that give priority to maximizing compensation over the interests of the client.
Investment fund managers who pay embedded commissions to dealers may be incented to rely more on those payments than on generating performance to attract
FAIR Canada believes that banning embedded commissions from all investments is an essential step
The CSA proposes that the ban on embedded commissions would apply to an"investment fund"