Примери за използване на Transactions in financial instruments на Английски и техните преводи на Български
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a CSD shall establish procedures that facilitate settlement of transactions in financial instruments referred to in Article 5(1)
Therefore, investment firms should keep records of all their orders and all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
participants the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulat.
Article 7(1) of CSDR provides that for each securities settlement system it operates, a CSD shall establish a system that monitors settlement fails of transactions in financial instruments referred to in Article 5(1) of CSDR.
Investment firms which execute transactions in financial instruments shall report complete
participants the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulated market,
For each securities settlement system it operates, a CSD shall establish a system that monitors settlement fails of transactions in financial instruments referred to in Article 5(1).
(5) The investment broker may receive orders for transactions in financial instruments by phone or through another method for distant communication from clients,
participants the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulated market,
A financial undertaking shall preserve for at least five years data relating to all transactions in financial instruments that it performs, whether the transactions are on its own account
participants the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulat.
arranging the finalisation of transactions in financial instruments.
the regulated market the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulated market, subject to-.
for the same period there were no transactions in financial instruments on behalf and account of the client;
for the same period there were no transactions in financial instruments on behalf and account of the client;
post-trade transparent and for reporting transactions in financial instruments admitted to trading on a regulated market to competent authorities.
including the provision of funds for transactions in financial instruments of companies are not licensed by the FSC
Moreover, paragraph 2 requires that any person who is professionally arranging or executing transactions in financial instruments shall have systems in place to detect
Without prejudice to Titles III, IV or V of Regulation(EU) No 648/2012, Member States shall require that investment firms from other Member States have the right of direct and indirect access to CCP, clearing and settlement systems in their territory for the purposes of finalising or arranging the finalisation of transactions in financial instruments.
upon request to any CCP authorised or recognised by Regulation(EU) No 648/2012 that wishes to clear transactions in financial instruments that are concluded on that trading venue.