Examples of using Transactions in financial instruments in English and their translations into Slovak
{-}
-
Colloquial
-
Official
-
Medicine
-
Financial
-
Ecclesiastic
-
Official/political
-
Computer
-
Programming
any other employees involved in the production of investment research must not undertake personal transactions in financial instruments to which the investment research relates,
No 648/2012 that wishes to clear transactions in financial instruments that are concluded on that trading venue.
(b) in circumstances not covered by point(a), financial analysts and any other relevant persons involved in the production of investment research do not undertake personal transactions in financial instruments to which the investment research relates,
The reports of transactions in financial instrument shall be made in an electronic form except under exceptional circumstances, when they may be
Analytical work as well as other forms of general recommendations relating to transactions in financial instruments.
Against this background, consideration should be given to putting in place a market abuse surveillance structure for those professionally arranging or executing transactions in financial instruments, along the lines of the self-regulation under regulatory supervision that exists in the liberal professions.
for any person professionally arranging or executing transactions in financial instruments to have systems in place to prevent
to keep at the disposal of the competent authority, for at least five years, the relevant data relating to all transactions in financial instruments which they have carried out,
With the exception of spot transactions in securities, transactions in financial instruments denominated in foreign currency are recorded in off-balance-sheet accounts on the trade date.
other forms of general recommendation relating to transactions in Financial Instruments.
other forms of general recommendation relating to transactions in financial instruments;
Investment firms which execute transactions in financial instruments shall report details of such transactions to the competent authority as quickly as possible,
Investment firms which execute transactions in financial instruments must still report complete
for at least five years, the relevant data relating to all transactions in financial instruments which they have carried out,
Investment firms which execute transactions in financial instruments shall report complete
A financial undertaking shall preserve for at least five years data relating to all transactions in financial instruments that it performs, whether the transactions are on its own account
Therefore, investment firms should keep records of all their orders and all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
According to Article 26 of the Markets in Financial Instruments Regulation(MiFIR), investment firms which execute transactions in financial instruments must report complete
for at least 5 years, the relevant data relating to all transactions in financial instruments which it has carried out,
Investment firms should also keep records of all their orders and all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.