Examples of using Investment firms in English and their translations into Portuguese
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It turns out… Both are used by investment firms in their marketing analysis programming languages.
In theory the same charges should apply to both banks and investment firms.
It is one of the largest U.S. investment firms, and it manages U.S.,
banks and investment firms.
The amendments would allow competent authorities for a transitional period to apply significantly reduced capital requirements for different categories of commodity derivative instruments held by investment firms.
It is appropriate to determine the conditions under which investment firms can rely on the offices of tied agents.
tangible objective of the ISD remains the provision of a single passport for investment firms.
Investment firms shall mean all institutions that provide investment services in accordance with European Parliament and Council Directive 200.
In Brazil we offer the same assistance in cooperation with Sao Paulo based investment firms.
Each home Member State shall draw up prudential rules which investment firms shall observe at all times.
personally check on shortlisted candidates' references& testimonials at least 2 from Professionals/ Investment Firms.
They shall require investment firms to notify the competent authorities of any material changes to the conditions for initial authorisation.
Member States shall require investment firms to establish and implement effective arrangements for complying with paragraph 1.
Member States shall require that investment firms provide appropriate information to their clients on their order execution policy.
Member States shall require that investment firms obtain the prior consent of their clients to the execution policy.
Investment firms may obtain this consent either in the form of a general agreement
In particular, the factors for determining which venues enable investment firms to obtain on a consistent basis the best possible result for executing the client orders;
Specify the means by which investment firms may comply with their obligations under paragraph 1 including the following possibilities.
participants other than investment firms and credit institutions,
Require authorised investment firms and regulated markets' auditors to provide information;