Examples of using Client orders in English and their translations into Portuguese
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Financial
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Official
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Colloquial
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Medicine
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Ecclesiastic
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Ecclesiastic
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Computer
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Official/political
In-house internalisation of client orders can benefit clients in a number of ways:
Iii deal on own account by executing client orders ïf̄ outside a regulated market
implement an order execution policy to allow them to obtain, for their client orders, the best possible result in accordance with paragraph 1.
information on the different venues where the investment firm executes its client orders and the factors affecting the choice of execution venue.
It shall at least include those venues that enable the investment firm to obtain on a consistent basis the best possible result for the execution of client orders.
selling interests including client orders brought together in the system against his own proprietary capital.
This special treatment of investment advisors for the purposes of the capital adequacy Directive is in addition to the existing exemption for investment firms which receive and transmit client orders without holding money or assets on their behalf.
update the arrangements which it employs to execute client orders to ensure that these are delivering the best possible result for client orders.
the top five execution venues where they executed client orders in the preceding year.
deal on own account by executing client orders;
arrangements which provide for the fair and expeditious execution of client orders, relative to other client orders
Where an investment firm deals on own account by executing client orders outside a regulated market
other investment institutions process client orders in-house without going through a regulated market,
Allowing regulators full access to business models should ensure that they can continue as a venue for the discretionary crossing of client orders without allowing them to expand to proportions that will affect price discovery or to provide a cover for market abuse.
arrangements for executing otherwise comparable client orders in accordance with their time of their reception by the investment firm,
For example, Member States which allow off-exchange execution of client orders have been forced to develop more sophisticated« best execution» policies,
The Retail Service Provider regime in operation in the UK whereby a retail broker routes client orders to a different entity for execution against a proprietary position of the latter would not be considered« internalisation»
of banking services within the meaning of Directive 2006/48/EC should not be considered as dealing on own account by executing client orders. ïf̄.
For the purposes of ensuring that conduct of business rules(including rules on best execution and handling of client orders) are enforced in respect of those investors most in need of these protections,
Dealing on own account by executing client orders should include firms executing orders from different clients by matching them on a matched principal basis(back to back trading), which should be